Officer - Client Acceptance & Enhanced Due Diligence

Assist team members in analyzing critical high-risk cases and support in liaising with internal stakeholders to ensure closure of transactions from enhanced due diligence perspective.

Reviewing and advising on escalated cases by Unit Head / Business Head;

Ensuring the timely blacklisting of rejected cases from DD perspective;

Maintaining MIS and registers of EDD cases and PEP portfolio of the Bank;

Performing case management by ensuring all submitted requests to Compliance are timely assigned to the Client Acceptance Team analyst;

Filtering cases and instances raised by Business which does not fall under Compliance remit by providing due guidance to Business;

Providing Compliance advisory in conjunction with the Bank's CDD Policy and Procedure to Business and Operations;

Assisting in creating management reports periodically;

Assisting in timely and duly complying with CBUAE reporting requirements;

Conducting Compliance training sessions as per the annual training program as well as need basis;

Participating in periodic system reviews, implementation of new system or redefining the controls in the existing ones;

Participating in Policy and Procedures review from DD perspective;

Conducting 'Health Check Exercise' on quarterly basis to ensure DDU operations in line with approved internal policies, processes and guidelines;

Serving as a back-up to other staff assigned with equivalent roles.

Process overall banking experience in financial products & processes such as General Operations, Branch Management with a minimum of 3 to 4 years’ experience in Client Due Diligence

Sharia Principles of Islamic Finance

Regulatory and Compliance Knowledge

Bank Systems Knowledge

Compliance Due Diligence Process

Advisory and Support