Manager - Regulatory Compliance

Job Purpose

Manage Regulatory Compliance risk for the organization with a specialization in Financial Crime and Market Conduct Risk. Primary responsibilities include supporting regulatory change management, breaches monitoring, advisory and reporting

Key Responsibilities

1.     Managing regulatory compliance risk for the organization with a specialization in Financial Crime (Anti-money laundering, Terrorist Financing, Proliferation Financing and Sanctions) and Market Conduct Risk.

2.     Managing the regulatory change management procedures including analysis, development of Gap Analysis and Action Plan, coordination and close follow-up with cross-functional teams.

3.     Monitoring breaches of existing Regulations and managing corrective Action Plans and closure.

4.     Sharing relevant and accurate management reporting for Senior Management and the Board, periodically.

5.     Providing advisory to bank-wide stakeholders on regulations in consultation with Head of Regulatory Compliance.

6.     Monitoring successful completion of relevant Audit or Regulatory Action items.

7.     Complying with the internal policies and procedures.

All the above accountabilities include but not limited to any additional/new tasks or responsibilities assigned by the line Manager.

Education

Bachelors’ Degree and/or Professional qualifications in Risk & Control professions, i.e., Audit, Compliance etc.

CAMS certification is preferable

Work Experience

Minimum 5-10 years of experience in banking. Experience in regulatory compliance and/or ethics and conduct risk is a plus.